Sipc Phone Number

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202-371-8300

If you did not receive a claim form in the mail, you can obtain a copy on SIPC’s website, www.sipc.org, or request a claim form by contacting the trustee in the case or by contacting SIPC by email (asksipc@sipc.org) or by phone (202-371-8300).

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Updated: 8 hours ago

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212-314-4600

Securities and investment advisory services offered through Equitable Advisors, LLC (212-314-4600), member FINRA / SIPC. Annuity and insurance products offered through Equitable Network, LLC and its insurance agency subsidiaries.

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Updated: just now

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309-558-3100

Securities offered through MWA Financial Services Inc., a wholly owned subsidiary of Modern Woodmen of America, 1701 1st Avenue, Rock Island, IL 61201, 309-558-3100. Member: FINRA , SIPC .

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Updated: 3 hours ago

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4333 330.668

Registered Representative of, and Securities and Investment Advisory services offered through Hornor, Townsend & Kent, LLC, (HTK), Registered Investment Advisor, Member FINRA/ SIPC, 130 Springside Drive Suite 100, Akron, OH 44333 330.668

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Updated: 4 hours ago

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800-247-1737

Securities and advisory products offered through Principal Securities, Inc., 800-247-1737, Member SIPC, and/or independent broker/dealers. Principal Funds Distributor, Inc. and Principal Securities are members of Principal Financial Grou

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Updated: 3 hours ago

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800-524-8875

Contact Us. Account Manager Login . Trader Workstation App . Customer Service . 1-800-524-8875. A Non-Bank subsidiary of Zions Bancorporation, N.A. A Member of FINRA and SIPC. Investment products offered through Zions Direct, a non-bank

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Updated: 5 hours ago

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877-664-3332

This is a solicitation of insurance and an agent may contact you. Securities are offered through Woodmen Financial Services, Inc. (WFS), 1700 Farnam Street, Omaha, NE 68102, 877-664-3332, member FINRA/SIPC, a wholly owned subsidiary of W

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Updated: 5 hours ago

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877-664-3332

This is a solicitation of insurance and an agent may contact you. Securities are offered through Woodmen Financial Services, Inc. (WFS), 1700 Farnam Street, Omaha, NE 68102, 877-664-3332, member FINRA/SIPC, a wholly owned subsidiary of W

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Updated: 8 hours ago

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877-664-3332

This is a solicitation of insurance and an agent may contact you. Securities are offered through Woodmen Financial Services, Inc. (WFS), 1700 Farnam Street, Omaha, NE 68102, 877-664-3332, member FINRA/SIPC, a wholly owned subsidiary of W

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Updated: 2 hours ago

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  • Frequently Asked Questions

  • Who are the SIPC members?

    Members to the SIPC include all brokers and dealers registered under the Securities Exchange Act of 1934, all members of securities exchanges and most NASD members. SIPC coverage protects members in the event the firm fails.

  • What is SIPC insurance?

    How the Securities Investor Protection Corporation (SIPC) Works SIPC is an insurance that provides brokerage customers up to $500,000 coverage for cash and securities held by the firm (although coverage of cash is limited to $250,000).

  • Is SIPC a self-regulatory organization?

    The Securities Investor Protection Corporation (SIPC /ˈsɪpɪk/) is a federally mandated, non-profit, member-funded, United States corporation created under the Securities Investor Protection Act (SIPA) of 1970 and mandates membership of most US-registered broker-dealers. It is not a self-regulatory organization (SRO).

  • Does Sofi have SIPC insurance?

    However, SoFi Securities LLC, and the custodian of securities, Apex Clearing, are members of the Securities Investor Protection Corporation (SIPC). SIPC protects the securities in your brokerage account up to $500,000, including $250,000 for claims for cash.

  • What is the difference between SIPA and SIPC?

    The SIPA is codified in Title 15 of the United States Code at Sections 78aaa - 111. The SIPA created the SIPC, a nonprofit, private membership corporation to which most registered brokers and dealers are required to belong. 15 U.S.C. § 78ccc.

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