Who are the SIPC members?

Members to the SIPC include all brokers and dealers registered under the Securities Exchange Act of 1934, all members of securities exchanges and most NASD members. SIPC coverage protects members in the event the firm fails.

What is SIPC insurance?

How the Securities Investor Protection Corporation (SIPC) Works SIPC is an insurance that provides brokerage customers up to $500,000 coverage for cash and securities held by the firm (although coverage of cash is limited to $250,000).

Is SIPC a self-regulatory organization?

The Securities Investor Protection Corporation (SIPC /ˈsɪpɪk/) is a federally mandated, non-profit, member-funded, United States corporation created under the Securities Investor Protection Act (SIPA) of 1970 and mandates membership of most US-registered broker-dealers. It is not a self-regulatory organization (SRO).

Does Sofi have SIPC insurance?

However, SoFi Securities LLC, and the custodian of securities, Apex Clearing, are members of the Securities Investor Protection Corporation (SIPC). SIPC protects the securities in your brokerage account up to $500,000, including $250,000 for claims for cash.

What is the difference between SIPA and SIPC?

The SIPA is codified in Title 15 of the United States Code at Sections 78aaa - 111. The SIPA created the SIPC, a nonprofit, private membership corporation to which most registered brokers and dealers are required to belong. 15 U.S.C. § 78ccc.

Sipc Phone Number - Contact Information Finder

TradePMR

Securities offered through Trade-PMR Inc, Member FINRA/SIPC. Custodial Services provided by First Clearing. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. Market volatility, volume, and system availability may impact account ...

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Transamerica Life Insurance Company - HOME

Transamerica Capital, Inc., Member FINRA, SIPC. This material was prepared for general distribution. It is being provided for informational purposes only and should not be viewed as an investment recommendation. If you need advice regarding your particular investment needs, contact a financial professional. ...

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Updated: 1 hours ago

Lori Kaplan, Financial Adviser

Lori L. Kaplan is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, 3601 Green Road, Suite 206, Beachwood, OH 44122, Member FINRA/SIPC, a registered broker-dealer. In this regard, this communicat

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Updated: 6 hours ago

Contact Us Presbyterian Investment & Loan Program, Inc.

Notes are offered only in states where authorized. The Presbyterian Church (U.S.A.) Investment and Loan Program, Inc. is a religious, nonprofit organization; therefore, our Notes are not insured by the FDIC, SIPC or any other governmental agency.

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Updated: 7 hours ago

Business Banking Questions and Information Contact Axos Bank

For information about our advisory services, please view our ADV Part 2A Brochure, free of charge. Brokerage services and securities products are offered by Axos Invest LLC, Member FINRA & SIPC. YOU MAY FIND MORE INFORMATION ABOUT OUR FIRM ON BROKER

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Updated: 2 hours ago

GreatWest Investments Contact us

Contact us for a prospectus, summary prospectus or disclosure document containing this information. Read each carefully before investing. Securities underwritten by GWFS Equities, Inc., Member FINRA / SIPC , an affiliate of Great-West Funds, Inc.;

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Updated: 3 hours ago

Home Laidlaw & Company

Laidlaw & Company (UK) Ltd., a FINRA broker-dealer registered in the United States, clears on a fully-disclosed basis through INTL FCStone Financial Inc., a member of the Securities Investor Protection Corporation (SIPC).

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Updated: 1 hours ago

Heather Kirchhoff Directory MMA

Marsh & McLennan Agency LLC is not obligated to provide updates on the information presented herein. Securities and investment advisory services offered through MMA Securities LLC (MMA Securities), member FINRA/SIPC, and a federally re

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Updated: 1 hours ago

Login Charles Schwab

The Charles Schwab Corporation provides a full range of brokerage, banking and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. ( member SIPC ), offers investment services and p

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Updated: 5 hours ago