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Frequently Asked Questions
What was the FINRA case that led to JP Turner sanction?
FINRA v. J.P. Turner & Company, L.L.C., AWC No. 2011025756301 - FINRA sanctioned JP Turner concerning allegations JP Turner failed to establish and enforce reasonable supervisory procedures to monitor the outside brokerage accounts of its registered representatives.
Are your trial techs certified in sanction?
Our trial techs are certified in both Sanction and TrialDirector. Whether you need local or nationwide support, our in-trial specialists are available to assist you. Electronic presentations have a flow that static presentations don’t have. They can be very effective in unveiling case themes point by point.