Finra Complaint Phone Number

Consumer Complaints

800-392-8222

Call the Consumer Protection Hotline at 1-800-392-8222 for more information about filing a complaint. Complete an Incomplete Complaint Form. If you recently called our hotline to make a consumer complaint and need to complete your complaint form online you may do so here. Please have your complaint number handy to enter to login.

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Contact | United Financial Center

United Financial Center and United Planners are not affiliated. For information concerning the licensing status or disciplinary history of a broker-dealer or BD agent a consumer should contact his or her state securities law administrator or go to FINRA BrokerCheck www.finra.org .

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BrokerCheck - Find a broker, investment or financial advisor

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms.Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.. State regulators are governed by their public records laws (not FINRA Rule …

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Order Audit Trail System (OATS) | FINRA.org

(800) 321-6273

by phone at (800) 321-6273; by fax at (888) 345-6275. Please provide your name, title, firm's name, firm's Broker-Dealer Number (if applicable), and a phone number when contacting FINRA’s OATS Helpdesk by phone, fax or email.

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Updated: 1 hours ago

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How to File a Complaint with the Medical Board ...

(916) 263-2424

How to File a Complaint with the Medical Board. There are three ways that you can file a complaint: Call to have a Complaint Form mailed to you either through the toll-free line (1-800-633-2322) or by calling (916) 263-2424, OR

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Updated: 2 hours ago

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Avoiding Fake Check Scams FINRA.org

(800) 908-4490

The Internal Revenue Service (IRS) Identity Protection Unit (800) 908-4490; The Internet Crime Complaint Center (a partnership between the FBI and the National White Collar Crime Center) The U.S. Postal Inspections Service …

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Updated: 7 hours ago

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File Fiverr Complaint online Complaint against Fiverr

If you are not satisfied with Fiverr, file a complaint now: 1. Go to "File a Complaint" form. 2. Choose Fiverr and write your complaint in detail. 3. Enter your personal information to create an account. 4. Get refund / replacement / damages from Fiverr. But before filing a complaint, you should a. Contact the customer support of Fiverr first. b.

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Updated: 7 hours ago

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How to Contact the New York Regional Office FINRA.org

(212) 858-4200

Contact the Northeast Region Office. By Phone: Main number for the New York office: (212) 858-4200 Between the hours of 9 a.m. and 5 p.m. By Email: FINRA Dispute Resolution staff members can be reached by email. Email addresses use the

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Updated: 6 hours ago

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Complaint about Best Western File now, we help resolve it

How to file a Best Western complaint? Whatever your complaint about Best Western is, follow the next three steps in order to have the best chance of resolving your complaint. 1. Click on the 'File Best Western complaint' button. 2. Describe your com

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Contact FINRA FINRA.org

Regulatory Contacts. A point of contact to address questions about rules, filing deadlines and compliance resources. Reach out with questions concerning rules, effective dates, deadlines and other regulatory issues. FINRA encourages individuals with

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Complaint about Burger King File now, we help resolve it

How to file a Burger King complaint? Whatever your complaint about Burger King is, follow the next three steps in order to have the best chance of resolving your complaint. 1. Click on the 'File Burger King complaint' button. 2. Describe your compla

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Updated: 5 hours ago

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Investor Contacts FINRA.org

844-574-3577

A toll-free number that senior investors can call to get assistance from FINRA or raise concerns about issues with brokerage accounts and investments. Learn more. Call 844-57-HELPS (844-574-3577) Monday – Friday 9 a.m. – 5 p.m. ET FINRA

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Updated: 8 hours ago

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Consumer Complaint Center · California Department of Insurance

Create an account. If you have an account, you can: Check on the status of your complaint. Add new documents to support your complaint. File a new complaint. Continue as a Guest.

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Updated: 6 hours ago

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Make a Complaint RBC

Make a Complaint. In order to ensure your complaint is addressed as quickly and easily as possible, please tell us which line of business your complaint pertains to: RBC Royal Bank Royal Mutual Funds Inc. RBC Phillips, Hager & North Investment Couns

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File Alamode by Akanksha Complaint online Complaint

Choose Alamode by Akanksha and write your complaint in detail. 3. Enter your personal information to create an account. 4. Get refund / replacement / damages from Alamode by Akanksha. But before filing a complaint, you should a. Contact the custo

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Updated: 1 hours ago

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Complaint about ASAP Tickets File now, we help resolve it

How to file a ASAP Tickets complaint? Whatever your complaint about ASAP Tickets is, follow the next three steps in order to have the best chance of resolving your complaint. 1. Click on the 'File ASAP Tickets complaint' button. 2. Describe your com

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Ombudsman Make a Complaint

Ombudsman - Make a Complaint. Compulsory fields: please note that the fields marked with an asterisk* must be filled in for a successful complaint submission. You will also find a form if you are making a complaint on behalf of a company.

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Updated: 4 hours ago

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Complaint about Direct Express File now, we help resolve

Whatever your complaint about Direct Express is, follow the next three steps in order to have the best chance of resolving your complaint. 1. Click on the 'File Direct Express complaint' button. 2. Describe your complaint in detail, and suggest how

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Updated: 7 hours ago

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Complaint about Family Dollar File now, we help resolve

Whatever your complaint about Family Dollar is, follow the next three steps in order to have the best chance of resolving your complaint. 1. Click on the 'File Family Dollar complaint' button. 2. Describe your complaint in detail, and suggest how Fa

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Updated: 6 hours ago

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Shareholder account services J.P. Morgan Asset Management

JPMorgan Distribution Services, Inc. is a member of FINRA FINRA's BrokerCheck INFORMATION REGARDING COMMINGLED FUNDS: For additional information regarding the Commingled Pension Trust Funds of JPMorgan Chase Bank, N.A., please contact your …

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Updated: 7 hours ago

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Complaint about Wish File now, we help resolve it

Whatever your complaint about Wish is, follow the next three steps in order to have the best chance of resolving your complaint. 1. Click on the 'File Wish complaint' button. 2. Describe your complaint in detail, and suggest how Wish should resolve

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Raymond James USB

Check our background with FINRA’s BrokerCheck * Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC, an independent broker/dealer, and are not insured by bank insurance, the FDIC or any other government agency, are no

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Register New Complaint Indian Consumer Complaints

Complaint Details. Complaint Details Please provide as much information as possible: - date of the incident. - client number (if available) - full description of the incident. - desirable resolution of your complaint, for example: request a refund,

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Updated: 4 hours ago

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Contact Us Sportsbook Review

For all Sportsbook Complaints please use our Complaint Form. To share your feedback or complaint publicly with SBR and its readers submit your complaint on our forum. For any technical related

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Updated: 8 hours ago

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How To File An Assisted Living Complaint in Arkansas

800-582-4887

The DHS provides a number you can call: Phone: 1-800-582-4887; You can fax a complaint in. The number they provide is: Fax: 501-682-8540, Attention Complaint Unit; By email: You can email your complaint to: By letter: Letter: Complaints

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File Complaint against Coleman PowerSports Better

(888) 405-8725

phone number: (888) 405-8725. If you have any questions or concerns, please contact the BBB assigned to your complaint: File complaint against …

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Updated: 7 hours ago

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DSPS File A Complaint Wisconsin

Online Complaint Form. File your Complaint h ere . If you cannot complete your complaint online, print and complete the Complaint Form and mail it to the following address: Wisconsin Department of Safety and Professional Services. Division of Legal

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FINRA Gateway FINRA.org

Technology shouldn't slow you down—it should make you more efficient. That's why FINRA has launched the new FINRA Gateway. The new compliance portal, powered by FINRA's Digital Experience Transformation, is designed to streamline the FINRA compliance and reporting experience by providing a more flexible solution that can be customized to target your specific …

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Claimants Experiencing Difficulty and Delays Contacting

If you have had problems reaching representatives from Unemployment Compensation (UC), you can submit a complaint using a new complaint site at https://uccomplaint.org, that has been created by Philadelphia Legal Assistance.The Complaint System also

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How the FCC Handles Your Complaint – FCC Complaints

We encourage you to contact your provider before filing a complaint. If your complaint is about a telecom billing or service issue with your provider, we will review your complaint and, in many instances, serve your complaint on your provider. Your provider has up to 30 days to send you and the FCC a response to your complaint.

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HaysServiceCenter Ratings & Complaint Resolution

Complaint against Hays Service Center? View complaint history and get your dispute resolved quickly. No lawyers. No filing fees. 100% online. PeopleClaim.com

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Filing a Complaint Questions and Answers – FCC Complaints

You will be taken to a series of complaint questions related to your concern. Fill in the required information, including a description of your issue and your contact information. Then hit submit to file your complaint. Once your complaint has been

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Updated: 5 hours ago

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AXA Advisors Complaints: Information for Investors » Sonn

In July of 2015, an AXA Advisors customer filed a complaint against the firm and William Sokol (CRD#: 4659352), one of the broker-dealer’s registered securities representatives. A Dallas, Texas-based FINRA arbitration panel heard this case. Accordin

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Updated: 2 hours ago

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AXA Advisors Lawsuit "FINRA" Investment Fraud Lawyers

AXA Advisors Lawsuit “FINRA” Complaints. AXA Investors Seeking to Recover Losses. According to financial regulators in New York, AXA’s emphasis on pushing Variable Annuity investments on unwary investors has triggered widespread concerns: In 2010, t

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How to File a Complaint Against Metro Your Options

An FCC complaint is not a way to pursue compensation. What you need to do: File an informal complaint against MetroPCS on the FCC’s public website by following the instructions here. What to expect: Your complaint will be posted online in a public d

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Updated: 7 hours ago

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RIA FINRA FINRA Phone Numbers RIA Compliance

RIA Compliance Group has put together a thorough list of SEC contacts including industry professional contacts, all of the Districts, and investment advisor issue information. Search below for the contact information you need and reach out to …

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How to write a complaint to Apple Quora

Answer (1 of 11): In order to write a complaint to Apple you also need to have the legal complaint forms because having the right complaint form is crucial to the success of your case.

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Complaint about H&R Block File now, we help resolve it

Whatever your complaint about H&R Block is, follow the next three steps in order to have the best chance of resolving your complaint. 1. Click on the 'File H&R Block complaint' button. 2. Describe your complaint in detail, and suggest how H&R Block

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Updated: 5 hours ago

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Complaint about Whataburger File now, we help resolve it

Whatever your complaint about Whataburger is, follow the next three steps in order to have the best chance of resolving your complaint. 1. Click on the 'File Whataburger complaint' button on our website. 2. Describe your complaint in detail, and sug

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Updated: 7 hours ago

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File a Fair Employment Complaint MiamiDade County

Miami-Dade County Employees or applicants may submit an anonymous complaint of discrimination, harassment, or retaliation by filling out an Anonymous Complaint form and submitting via fax or mail. You may also request to file a formal complaint with

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Complaints Contact us LV=

Find out how we use your personal information. To make a complaint, fill in the form below and we'll be in touch as soon as possible. Email about home, motor, travel or pet insurance. Tell us about your complaint. Tell us about your complaint. You'l

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Complaint Policy - DAI Post

The contact details of the customer making the complaint, The nature of and circumstances giving rise to the complaint, including, if relevant, the name of the person or people within DAI Post who is or are the subject of the complaint,

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Updated: 3 hours ago

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Central Registration Depository (CRD) | FINRA.org

FINRA is responsible for the Central Registration Depository (CRD®) program, which supports the licensing and registration filing requirements of the U.S. securities industry and its regulators. The CRD program covers the registration records of broker-dealer firms, branch offices and their associated individuals, including their qualification, employment and disclosure histories; it …

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Updated: 8 hours ago

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Book a Ride - Health First Colorado

(855) 489-4999

If you have a complaint about a licensing violation, please submit your concern through PUC’s complaint website. If you have a complaint about a driver’s performance or a vehicle used for transport, please contact IntelliRide. Phone: (855) 489-4999 Email Address: [email protected]. More information about filing a complaint is ...

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FINRA - Login

If you are experiencing any difficulties logging into the system, please contact your administrator for assistance. If you are a Super Account Administrator, contact the Gateway Call Center at 301-869-6699 for assistance.Do NOT bookmark this page or add it to your favorites. If you would like to create a bookmark or add this application to your favorites, please create the bookmark or …

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Investor Alerts | FINRA.org

Boiler room-style calls are characterized by high pressure sales pitches from people who call you out of the blue, working from a list or simply dialing from a phone book. FINRA is issuing this alert because we have seen an increase in …

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Rule 4530 Reporting Requirements | FINRA.org

Firms can submit customer complaints electronically via the FINRA Gateway where they can draft, delete drafts, submit filings, and amend fillings for 30 days after submission. Filers must provide the following information to submit a complaint report: Contact Name; Contact Phone Number; Product Code (4530 Product and Problem Codes)

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FINRA Exams - Firms | Prometric

Welcome Firms! Prometric offers a number of tools and resources for your firm to make registering for, scheduling and taking FINRA exams as easy as possible. All testing options are flexible and secure, because the integrity of your test comes first. ezSeat is a free, web-hosted, self-serve tool that Prometric provides to financial institutions ...

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Updated: 8 hours ago

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Frequently Asked Questions (FAQ) about Fingerprint ...

(833) 794-2009

Broker-Dealers & Funding Portals. FINRA Gateway Call Center (Fingerprint requirements & FINRA system support) Phone: (301) 869-6699 Email. Sterling Client Support (Fingerprint processing assistance) Phone: (833) 794-2009 Email

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Updated: 3 hours ago

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How to File a Complaint with the Contractors State ...

The Department of Consumer Affairs collects the information requested on this form as authorized by business and Professions Code Section 325 and 326. The Department uses this information to follow up on your complaint. Providing Personal Information Is Voluntary. You do not have to provide the personal information requested.

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